10-D Compliance




In 2013, 10-D expanded our offerings to help community financial institutions with compliance-related services. Your institutions require a variety of reviews to meet regulatory requirements, which grow more complex every day. Our independent, third-party compliance reviews bring the up-to-date expertise your institution needs to ensure you are ready for your next examination.


Our service expansion over the last five years is primarily due to the addition of some stellar employees with a great deal of expertise. Our team has over eight decades of collective compliance experience, including former regulators and compliance/BSA Officers. We know what the examiners expect and understand the inner workings of financial institutions.


Staff Certifications:

Certified Cannabis Banking Professional (CCBP)
Community Bank Compliance Officer (CCBCO)
Certified Regulatory Compliance Manager (CRCM)
Certified Anti-Money Laundering Specialist (CAMS)
Certified Community Bank Internal Auditor (CCBIA)
Accredited ACH Professional (AAP)
Certified Internal Auditor (CIA)


Services

 

Lending
Compliance Audit

Deposit
Compliance Audit

BSA/AML
Model Validation


BSA/AML Audit


ACH NACHA Audit


Wire Transfer Audit

Specialized
Compliance Audits

Administrative
Compliance Audit

Website
Compliance Audit


“Very pleased with the turnaround time and impressed with the thoroughness of auditing.” — DE $1B Business in Northeast
10-D Logo
  • We provide exceptional work at a fair price.
  • We employ certified, exceptionally-experienced professionals.
  • We do NOT use subcontractors.
  • We are a constant in this highly regulated, ever-changing industry.
  • We stay abreast of laws and regulatory guidelines.
  • YOU worry less about security and compliance and focus more on satisfying your customers.

Keep your institution off the evening news.


Contact Us